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| I-200-19268-956890 |
GLASSRATNER ADVISORY & CAPITAL GROUP LLC |
MANAGING DIRECTOR |
$120,000 Per Year |
09/25/2019 |
10/01/2019 |
10/07/2019 |
Miami |
FL |
| I-203-19269-205065 |
STONEPEAK PARTNERS LP |
MANAGING DIRECTOR/HEAD OF CLIENT RELATIONS |
$350,000 Per Year |
09/26/2019 |
10/02/2019 |
11/15/2019 |
New York |
NY |
| I-203-19269-021143 |
COMCAST CORPORATION |
MANAGING DIRECTOR |
$225,534 Per Year |
09/27/2019 |
10/03/2019 |
11/03/2019 |
San Francisco |
CA |
| I-203-19272-593923 |
CANACCORD GENUITY LLC |
MANAGING DIRECTOR - INSTITUTIONAL SALES |
$225,000 Per Year |
10/01/2019 |
10/07/2019 |
12/01/2019 |
NEW YORK |
NY |
| I-200-19277-072143 |
CHARLES SCHWAB AND COMPANY INC. |
MANAGING DIRECTOR INSIGHT STRATEGY & DELIVERY |
$159,653 Per Year |
10/04/2019 |
10/11/2019 |
10/10/2019 |
WEST LAKE |
TX |
| I-200-19281-076306 |
LATERAL SOFTWARE & SERVICES LLC |
MANAGING DIRECTOR |
$79,000 Per Year |
10/08/2019 |
10/15/2019 |
11/01/2019 |
LEWES |
DE |
| I-200-19283-079763 |
Adviser Compliance Associates LLC |
Managing Director |
$125,000 Per Year |
10/10/2019 |
10/18/2019 |
10/11/2019 |
New York |
NY |
| I-200-19291-095878 |
LATERAL SOFTWARE & SERVICES LLC |
MANAGING DIRECTOR |
$79,000 Per Year |
10/18/2019 |
10/25/2019 |
11/01/2019 |
LEWES |
DE |
| I-203-19294-097744 |
Record Point Operations US Incorporated |
Managing Director |
$210,000 Per Year |
10/21/2019 |
10/28/2019 |
11/10/2019 |
Hillsborough |
CA |
| I-203-19297-106260 |
ISAM (USA) LLC |
Managing Director North America |
$154,000 Per Year |
10/24/2019 |
10/31/2019 |
01/01/2020 |
Boca Raton |
FL |
| I-203-19298-110313 |
Squeak E Clean Studios LLC |
Managing Director |
$200,000 Per Year |
10/25/2019 |
11/01/2019 |
11/23/2019 |
Culver City |
CA |
| I-200-19305-121355 |
Assembly Software LLC |
Managing Director (CEO) |
$250,000 Per Year |
11/01/2019 |
11/08/2019 |
11/14/2019 |
Owings Mills |
MD |
| I-203-19310-129523 |
Optimity Inc. |
Managing Director |
$144,000 Per Year |
11/06/2019 |
11/14/2019 |
12/01/2019 |
Boulder |
CO |
| I-203-19312-136254 |
HELLO ELEPHANT LLC |
MANAGING DIRECTOR |
$250,000 Per Year |
11/08/2019 |
11/18/2019 |
12/16/2019 |
LOS ANGELES |
CA |
| I-200-19316-140610 |
Incandescent Technologies Inc. |
Managing Director |
$125,000 Per Year |
11/12/2019 |
11/19/2019 |
11/26/2019 |
NEW YORK |
NY |
| I-203-19316-140325 |
Elevate Services Inc. |
Managing Director Head of Law Department Consulting |
$235,000 Per Year |
11/12/2019 |
11/19/2019 |
11/25/2019 |
Los Angeles |
CA |
| I-203-19319-149929 |
Cumming Management Group Inc. |
Managing Director |
$167,500 Per Hour |
11/15/2019 |
11/22/2019 |
01/13/2020 |
Los Angeles |
CA |
| I-200-19326-162661 |
Incandescent Technologies Inc |
Managing Director |
$161,000 Per Year |
11/22/2019 |
12/02/2019 |
12/02/2019 |
New York |
NY |
| I-203-19326-161509 |
Paladin Sports USA Inc. |
Managing Director of Imports |
$75,000 Per Year |
11/22/2019 |
12/02/2019 |
12/30/2019 |
Long Beach |
CA |
| I-203-19326-162310 |
Braemar Technical Services inc. |
Managing Director Adjusting United States |
$84,178 Per Year |
11/22/2019 |
12/02/2019 |
01/01/2020 |
Houston |
TX |
| I-203-19330-168076 |
GOLDMAN SACHS & CO. LLC |
MANAGING DIRECTOR |
$950,000 Per Year |
11/26/2019 |
12/04/2019 |
12/23/2019 |
NEW YORK |
NY |
| I-203-19331-171355 |
RQ Media Group Inc. |
Managing Director |
$150,000 Per Year |
11/27/2019 |
12/05/2019 |
03/01/2020 |
West Hollywood |
CA |
| I-200-19338-180474 |
Deloitte Consulting LLP |
Managing Director |
$279,200 Per Year |
12/04/2019 |
12/11/2019 |
12/06/2019 |
San Jose |
CA |
| I-200-19338-180485 |
Deloitte Consulting LLP |
Managing Director |
$279,200 Per Year |
12/04/2019 |
12/11/2019 |
12/06/2019 |
Costa Mesa |
CA |
| I-203-19338-180240 |
BBDO USA LLC |
Managing Director |
$430,000 Per Year |
12/04/2019 |
12/11/2019 |
12/23/2019 |
Los Angeles |
CA |
| I-200-19339-181894 |
Aristeia Capital LLC |
Managing Director Quantitative Strategies |
$500,000 Per Year |
12/05/2019 |
12/12/2019 |
01/27/2020 |
Greenwich |
CT |
| I-203-19339-181601 |
Rhino Linings Corporation |
Managing Director Flooring Systems |
$150,000 Per Year |
12/05/2019 |
12/12/2019 |
12/16/2019 |
San Diego |
CA |
| I-203-19339-182838 |
THE GOLDMAN SACHS GROUP INC. |
MANAGING DIRECTOR |
$1,500,000 Per Year |
12/05/2019 |
12/12/2019 |
12/23/2019 |
NEW YORK |
NY |
| I-200-19340-185738 |
T.L.P. Education |
Managing Director of Communications |
$150,509 Per Year |
12/06/2019 |
12/13/2019 |
12/09/2019 |
San Francisco |
CA |
| I-203-19343-186893 |
Braemar Technical Services inc. |
Managing Director Adjusting United States |
$84,178 Per Year |
12/09/2019 |
12/16/2019 |
01/01/2020 |
Houston |
TX |
| I-200-19344-189827 |
AqualisBraemar |
Managing Director Adjusting United States |
$84,178 Per Year |
12/10/2019 |
12/17/2019 |
01/01/2020 |
Houston |
TX |
| I-200-19344-190503 |
THE BANK OF NEW YORK MELLON |
Managing Director |
$450,000 Per Year |
12/10/2019 |
12/17/2019 |
12/20/2019 |
NEW YORK |
NY |
| I-203-19344-190725 |
Morgan Stanley Investment Management Inc. |
Managing Director |
$400,000 Per Year |
12/10/2019 |
12/17/2019 |
12/23/2019 |
New York |
NY |
| I-200-19350-198925 |
THE BANK OF NEW YORK MELLON |
MANAGING DIRECTOR |
$400,000 Per Year |
12/16/2019 |
12/23/2019 |
12/20/2019 |
NEW YORK |
NY |
| I-200-19352-203962 |
TEXAS TECH UNIVERSITY HEALTH SCIENCES CENTER |
MANAGING DIRECTOR WRITING CENTER |
$101,587 Per Year |
12/17/2019 |
12/24/2019 |
01/01/2020 |
LUBBOCK |
TX |
| I-200-19358-215416 |
AqualisBraemar |
Managing Director Adjusting United States |
$84,178 Per Year |
12/24/2019 |
12/24/2019 |
01/01/2020 |
Houston |
TX |
| I-200-19352-206020 |
Deloitte Consulting LLP |
Managing Director |
$279,200 Per Year |
12/18/2019 |
12/26/2019 |
12/20/2019 |
Portage |
MI |
| I-203-19364-220193 |
ANGELO GORDON & CO. L.P. |
Managing Director Head of Communications |
$250,000 Per Year |
12/30/2019 |
01/06/2020 |
04/13/2020 |
NEW YORK |
NY |
| I-200-20006-233652 |
Intel Corporation |
Managing Director China Enterprise and Government |
$153,296 Per Year |
01/06/2020 |
01/13/2020 |
06/20/2020 |
Hillsboro |
OR |
| I-200-20010-244892 |
Corridor Capital LLC |
Managing Director - Operations |
$180,960 Per Year |
01/09/2020 |
01/16/2020 |
05/01/2020 |
Los Angeles |
CA |
| I-200-20010-245460 |
Evercore Partners Services East LLC |
Managing Director |
$254,405 Per Year |
01/10/2020 |
01/17/2020 |
07/09/2020 |
New York |
NY |
| I-200-20013-250291 |
Mission Capital Debt & Equity LLC |
Managing Director (Financial Analyst Real Estate) |
$105,622 Per Year |
01/13/2020 |
01/20/2020 |
01/20/2020 |
New York |
NY |
| I-200-20022-267667 |
Adviser Compliance Associates LLC |
Managing Director |
$125,000 Per Year |
01/22/2020 |
01/29/2020 |
01/22/2020 |
Chicago |
IL |
| I-200-20022-267669 |
Deloitte Consulting LLP |
Managing Director |
$299,400 Per Year |
01/22/2020 |
01/29/2020 |
01/28/2020 |
Seattle |
WA |
| I-200-20022-267678 |
Deloitte Consulting LLP |
Managing Director |
$299,400 Per Year |
01/22/2020 |
01/29/2020 |
01/28/2020 |
Stamford |
CT |
| I-203-20022-268386 |
XSpace Property LLC |
Managing Director |
$240,000 Per Year |
01/22/2020 |
01/29/2020 |
02/26/2020 |
Los Angeles |
CA |
| I-200-20029-283793 |
DELOITTE CONSULTING LLP |
Managing Director |
$279,200 Per Year |
01/29/2020 |
02/05/2020 |
02/04/2020 |
Flower Mound |
TX |
| I-200-20030-286745 |
Deloitte Consulting LLP |
Managing Director |
$269,000 Per Year |
01/30/2020 |
02/06/2020 |
02/05/2020 |
Atlanta |
GA |
| I-200-20031-290232 |
FiunEx Inc. |
Managing Director |
$120,000 Per Year |
01/31/2020 |
02/07/2020 |
02/15/2020 |
Ames |
IA |
| I-200-20031-290452 |
Brevet Holdings LLC |
MANAGING DIRECTOR |
$115 Per Hour |
01/31/2020 |
02/07/2020 |
02/15/2020 |
New York |
NY |
| I-203-20031-289181 |
RAPID RATINGS INTERNATIONAL INC. |
MANAGING DIRECTOR CLIENT SUCCESS |
$150,000 Per Year |
01/31/2020 |
02/07/2020 |
02/18/2020 |
NEW YORK |
NY |
| I-200-20034-292884 |
KPMG LLP |
MANAGING DIRECTOR |
$241,696 Per Year |
02/03/2020 |
02/10/2020 |
07/30/2020 |
SANTA CLARA |
CA |
| I-200-20034-293200 |
Corridor Capital LLC |
Managing Director - Operations |
$180,960 Per Year |
02/03/2020 |
02/10/2020 |
05/01/2020 |
Los Angeles |
CA |
| I-203-20035-295305 |
Cremore Partners LLC |
Managing Director |
$116,334 Per Year |
02/03/2020 |
02/10/2020 |
03/02/2020 |
San Rafael |
CA |
| I-203-20035-296756 |
Morgan Stanley Investment Management Inc. |
Managing Director |
$400,000 Per Year |
02/04/2020 |
02/11/2020 |
04/03/2020 |
New York |
NY |
| I-203-19301-112329 |
DESIGNS FOR HEALTH INC. |
Managing Director |
$126,630 Per Year |
10/28/2019 |
02/12/2020 |
12/26/2019 |
Palm Coast |
FL |
| I-203-20037-301558 |
Cremore Partners LLC |
Managing Director |
$116,334 Per Year |
02/05/2020 |
02/12/2020 |
03/02/2020 |
San Rafael |
CA |
| I-203-20037-301672 |
Cremore Partners LLC |
Managing Director |
$116,334 Per Year |
02/05/2020 |
02/12/2020 |
04/04/2020 |
San Rafael |
CA |
| I-203-20038-305369 |
Great Southern Advisory LLC |
Managing Director Corporate Advisory |
$250 Per Hour |
02/06/2020 |
02/13/2020 |
02/18/2020 |
Nashville |
TN |
| I-203-20038-307572 |
Continental Exchange Solutions Inc. |
Managing Director North America |
$250,000 Per Year |
02/07/2020 |
02/14/2020 |
03/22/2020 |
Irvine |
CA |
| I-200-20043-319255 |
Russell Reynolds Associates Inc. |
Managing Director |
$300,000 Per Year |
02/12/2020 |
02/20/2020 |
02/21/2020 |
New York |
NY |
| I-200-20044-322307 |
Deutsche Bank Securities Inc. |
Managing Director |
$1,800,000 Per Year |
02/13/2020 |
02/21/2020 |
08/11/2020 |
NEW YORK |
NY |
| I-200-20044-322932 |
KENNEDY WILSON INC |
Managing Director |
$350,000 Per Year |
02/13/2020 |
02/21/2020 |
08/01/2020 |
Beverly Hills |
CA |
| I-203-20048-327930 |
MTAC U.S. Inc. |
Managing Director |
$159,708 Per Year |
02/17/2020 |
02/24/2020 |
05/01/2020 |
Durham |
NC |
| I-203-20050-335418 |
UNION SQUARE CAPITAL ADVISORS LLC |
MANAGING DIRECTOR |
$165,000 Per Year |
02/19/2020 |
02/25/2020 |
05/01/2020 |
NEW YORK |
NY |
| I-200-20051-337605 |
BOFA SECURITIES INC. |
Managing Director Product Head |
$400,000 Per Year |
02/20/2020 |
02/27/2020 |
08/10/2020 |
New York |
NY |
| I-200-20051-337821 |
BOFA SECURITIES INC. |
Managing Director Senior Research Analyst II |
$400,000 Per Year |
02/20/2020 |
02/27/2020 |
08/10/2020 |
New York |
NY |
| I-203-20052-339752 |
Cremorne Partners LLC |
Managing Director |
$116,334 Per Year |
02/20/2020 |
02/27/2020 |
04/04/2020 |
San Rafael |
CA |
| I-203-20056-349291 |
UNION SQUARE CAPITAL ADVISORS LLC |
MANAGING DIRECTOR |
$165,000 Per Year |
02/25/2020 |
02/27/2020 |
04/01/2020 |
NEW YORK |
NY |
| I-200-20052-341660 |
BOFA SECURITIES INC. |
Managing Director Compliance and Operational Risk Executive |
$250,000 Per Year |
02/21/2020 |
02/28/2020 |
08/10/2020 |
Jersey City |
NJ |
| I-200-20052-341990 |
MERRILL LYNCH |
Managing Director Sr Finance Mgr |
$255,000 Per Year |
02/21/2020 |
02/28/2020 |
08/10/2020 |
New York |
NY |
| I-200-20052-342520 |
BOFA SECURITIES INC. |
Managing Director Head of Sec/Prdct Mgmt Sales |
$400,000 Per Year |
02/21/2020 |
02/28/2020 |
08/10/2020 |
New York |
NY |
| I-200-20055-346057 |
Oaktree Capital Management L.P. |
Managing Director |
$300,000 Per Year |
02/24/2020 |
03/02/2020 |
03/09/2020 |
Los Angeles |
CA |
| I-200-20056-349149 |
BLACKROCK FINANCIAL MANAGEMENT INC. |
Managing Director |
$254,405 Per Year |
02/25/2020 |
03/03/2020 |
08/15/2020 |
New York |
NY |
| I-200-20056-349151 |
Maxim Integrated Products Inc. |
MANAGING DIRECTOR SUPPLY CHAIN |
$240,000 Per Year |
02/25/2020 |
03/03/2020 |
08/22/2020 |
SAN JOSE |
CA |
| I-200-20056-349956 |
Tradeweb Markets LLC |
Managing Director Data Strategy |
$400,000 Per Year |
02/25/2020 |
03/03/2020 |
03/02/2020 |
New York |
NY |
| I-200-20058-359103 |
Portfolio BI Inc. |
Managing Director |
$208,008 Per Year |
02/27/2020 |
03/03/2020 |
03/01/2020 |
New York |
NY |
| I-203-20057-351619 |
GENERO MEDIA US INC |
MANAGING DIRECTOR - NORTH AMERICA |
$285,000 Per Year |
02/25/2020 |
03/03/2020 |
03/09/2020 |
Oakland |
CA |
| I-200-20057-353004 |
BANK OF AMERICA N.A. |
Managing Director / Senior Trader II |
$400,000 Per Year |
02/26/2020 |
03/04/2020 |
06/18/2020 |
New York |
NY |
| I-200-20057-354600 |
BANK OF AMERICA N.A. |
Managing Director Finance Exec-Cap Markets |
$275,000 Per Year |
02/26/2020 |
03/04/2020 |
08/10/2020 |
New York |
NY |
| I-200-20057-354623 |
Raymond James & Associates Inc. |
Managing Director - Equity Capital Markets |
$140,754 Per Year |
02/26/2020 |
03/04/2020 |
08/21/2020 |
St. Petersburg |
FL |
| I-200-20058-357060 |
KPMG LLP |
MANAGING DIRECTOR |
$129,314 Per Year |
02/27/2020 |
03/05/2020 |
08/13/2020 |
DALLAS |
TX |
| I-200-20058-357329 |
MERRILL LYNCH |
Managing Director/ Private Wealth Manager |
$88,000 Per Year |
02/27/2020 |
03/05/2020 |
02/27/2020 |
Miami |
FL |
| I-200-20058-357360 |
FTI LLC |
Managing Director |
$300,000 Per Year |
02/27/2020 |
03/05/2020 |
03/23/2020 |
New York |
NY |
| I-200-20058-358205 |
Cargill Incorporated |
Managing Director of Corporate Development |
$169,166 Per Year |
02/27/2020 |
03/05/2020 |
07/01/2020 |
Wayzata |
MN |
| I-203-20058-359028 |
UNION SQUARE CAPITAL ADVISORS LLC |
MANAGING DIRECTOR |
$165,000 Per Year |
02/27/2020 |
03/05/2020 |
03/23/2020 |
NEW YORK |
NY |
| I-200-20061-364111 |
BOFA SECURITIES INC. |
Managing Director Business Supp Exec |
$400,000 Per Year |
03/01/2020 |
03/06/2020 |
08/10/2020 |
New York |
NY |
| I-203-20059-362304 |
SHL Investment Group (USA) Inc. |
Managing Director |
$236,000 Per Year |
02/28/2020 |
03/06/2020 |
07/02/2020 |
New York |
NY |
| I-200-20062-365103 |
GE PRECISION HEALTHCARE LLC |
MANAGING DIRECTOR CORPORATE BUSINESS DEVELOPMENT |
$180,000 Per Year |
03/02/2020 |
03/09/2020 |
08/01/2020 |
Chicago |
IL |
| I-203-20062-367964 |
Paul Hastings LLP |
Managing Director Innovation and Knowledge |
$227,254 Per Year |
03/02/2020 |
03/09/2020 |
03/18/2020 |
New York |
NY |
| I-200-20063-372455 |
BTIG LLC |
MANAGING DIRECTOR FUTURES & COMMODITIES |
$125,000 Per Year |
03/03/2020 |
03/10/2020 |
09/02/2020 |
NEW YORK |
NY |
| I-200-20064-374075 |
Portfolio BI Inc. |
Managing Director |
$198,000 Per Year |
03/03/2020 |
03/10/2020 |
03/03/2020 |
New York |
NY |
| I-203-20063-371088 |
44∞ North Corp |
Managing Director |
$170,019 Per Year |
03/03/2020 |
03/10/2020 |
04/01/2020 |
New York |
NY |
| I-203-20063-372497 |
Institute of International Finance |
Managing Director Digital Finance |
$160,181 Per Year |
03/03/2020 |
03/10/2020 |
04/01/2020 |
WASHINGTON |
DC |
| I-200-20064-376873 |
Morgan Stanley Services Group Inc. |
Managing Director |
$400,000 Per Year |
03/04/2020 |
03/11/2020 |
09/01/2020 |
New York |
NY |
| I-203-20064-375692 |
Asklepion Pharmaceuticals LLC |
Managing Director/COO |
$400,000 Per Year |
03/04/2020 |
03/11/2020 |
03/23/2020 |
Baltimore |
MD |
| I-203-20065-377924 |
Morgan Stanley Investment Management Inc. |
Managing Director |
$400,000 Per Year |
03/04/2020 |
03/11/2020 |
03/16/2020 |
New York |
NY |
| I-200-20065-381265 |
KPMG LLP |
Managing Director |
$265,000 Per Year |
03/05/2020 |
03/12/2020 |
08/30/2020 |
Santa Clara |
CA |
| I-203-20066-386067 |
KPMG LLP |
MANAGING DIRECTOR |
$250,000 Per Year |
03/06/2020 |
03/13/2020 |
03/12/2020 |
WASHINGTON D.C. |
DC |
| I-200-20069-389978 |
DANHUA CAPITAL MANAGEMENT LLC |
Managing Director Incubation and Technology |
$300,000 Per Year |
03/09/2020 |
03/16/2020 |
09/06/2020 |
PALO ALTO |
CA |
| I-200-20070-393929 |
Morgan Stanley Investment Management Inc. |
Managing Director |
$400,000 Per Year |
03/10/2020 |
03/17/2020 |
04/02/2020 |
New York |
NY |
| I-200-20063-370397 |
KPMG LLP |
Managing Director |
$300,000 Per Year |
03/03/2020 |
03/18/2020 |
08/11/2020 |
New York |
NY |
| I-200-20076-409940 |
INCLINE CONVEYOR OPERATIONS USA LLC |
MANAGING DIRECTOR |
$146,973 Per Year |
03/16/2020 |
03/18/2020 |
09/15/2020 |
FLEMING ISLAND |
FL |
| I-203-20071-398853 |
JPMorgan Chase & Co. |
Managing Director U.S. Faster Payment Product Executive |
$325,000 Per Year |
03/11/2020 |
03/18/2020 |
04/06/2020 |
New York |
NY |
| I-200-20072-402775 |
Packaging and Private Labels Inc |
Managing director |
$44 Per Hour |
03/12/2020 |
03/19/2020 |
03/13/2020 |
Houston |
TX |
| I-200-20076-410516 |
Incandescent Technologies Inc. |
Managing Director |
$138,000 Per Year |
03/16/2020 |
03/23/2020 |
03/31/2020 |
NEW YORK |
NY |
| I-200-20078-415883 |
KPMG LLP |
Managing Director |
$300,000 Per Year |
03/18/2020 |
03/25/2020 |
08/11/2020 |
New York |
NY |
| I-200-20078-415922 |
BANK OF AMERICA N.A. |
Managing Director / Senior Trader II |
$400,000 Per Year |
03/18/2020 |
03/25/2020 |
06/18/2020 |
NEW YORK |
NY |
| I-200-20078-418319 |
Institutional Shareholder Services Inc. |
Managing Director Global Head of Research |
$192,000 Per Year |
03/18/2020 |
03/25/2020 |
07/05/2020 |
Rockville |
MD |
| I-200-20079-421133 |
Institutional Shareholder Services Inc. |
Managing Director Global Head of Research |
$172,000 Per Year |
03/19/2020 |
03/26/2020 |
09/14/2020 |
Rockville |
MD |
| I-203-20079-420796 |
COHNREZNICK LLP |
MANAGING DIRECTOR |
$231,088 Per Year |
03/19/2020 |
03/26/2020 |
03/19/2020 |
ROSELAND |
NJ |
| I-203-20079-421604 |
Institute of International Finance |
Managing Director Digital Finance |
$160,181 Per Year |
03/19/2020 |
03/26/2020 |
07/16/2020 |
WASHINGTON |
DC |
| I-200-20084-430907 |
FTI LLC |
Managing Director |
$420,000 Per Year |
03/24/2020 |
03/31/2020 |
04/01/2020 |
San Francisco |
CA |
| I-200-20085-432594 |
INCLINE CONVEYOR OPERATIONS USA LLC |
MANAGING DIRECTOR |
$146,973 Per Year |
03/24/2020 |
03/31/2020 |
09/23/2020 |
FLEMING ISLAND |
FL |
| I-203-20090-445478 |
BKFS I Services LLC |
Managing Director - IT Audit |
$160,000 Per Year |
03/30/2020 |
04/06/2020 |
09/25/2020 |
Jacksonville |
FL |
| I-202-20094-458986 |
BOFA SECURITIES INC. |
Managing Director / Business Supp Exec |
$400,000 Per Year |
04/03/2020 |
04/10/2020 |
05/01/2020 |
NEW YORK |
NY |
| I-203-20094-456996 |
MUFG UNION BANK N.A. |
Managing Director ñ Global Markets Division for the Americas |
$350,000 Per Year |
04/03/2020 |
04/10/2020 |
05/09/2020 |
Jersey City |
NJ |
| I-200-20097-461411 |
FTI LLC |
Managing Director |
$325,000 Per Year |
04/06/2020 |
04/13/2020 |
04/13/2020 |
Chicago |
IL |
| I-200-20097-461827 |
ALLIED TELESIS INC. |
Managing Director Data Center Tech Group |
$131,726 Per Year |
04/06/2020 |
04/13/2020 |
09/26/2020 |
San Jose |
CA |
| I-200-20099-467979 |
Morgan Stanley Services Group Inc. |
Managing Director |
$400,000 Per Year |
04/07/2020 |
04/14/2020 |
10/01/2020 |
New York |
NY |
| I-200-20099-470073 |
MORGAN STANLEY SERVICES GROUP INC. |
MANAGING DIRECTOR |
$400,000 Per Year |
04/08/2020 |
04/15/2020 |
10/01/2020 |
NEW YORK |
NY |
| I-200-20099-471479 |
Morgan Stanley Services Group Inc. |
Managing Director |
$394,000 Per Year |
04/08/2020 |
04/15/2020 |
10/01/2020 |
New York |
NY |
| I-200-20069-389150 |
Morgan Stanley Services Group Inc. |
Managing Director |
$400,000 Per Year |
03/09/2020 |
04/16/2020 |
08/27/2020 |
New York |
NY |
| I-200-20106-488920 |
JPMORGAN CHASE & CO. |
Managing Director Real Assets & Alternatives Solutions |
$350,000 Per Year |
04/15/2020 |
04/22/2020 |
09/08/2020 |
New York |
NY |
| I-200-20107-492702 |
Morgan Stanley Services Group Inc. |
Managing Director |
$400,000 Per Year |
04/16/2020 |
04/23/2020 |
08/27/2020 |
New York |
NY |
| I-200-20107-492815 |
BMO Financial Group |
Managing Director Trading Products |
$300,000 Per Year |
04/16/2020 |
04/23/2020 |
08/01/2020 |
New York |
NY |
| I-200-20112-502851 |
ALLIED TELESIS INC. |
Managing Director Data Center Tech Group |
$131,726 Per Year |
04/20/2020 |
04/27/2020 |
09/13/2020 |
San Jose |
CA |
| I-200-20112-504402 |
Credit Suisse Securities (USA) LLC |
Managing Director |
$350,000 Per Year |
04/21/2020 |
04/28/2020 |
10/01/2020 |
New York |
NY |
| I-200-20114-512248 |
TrueNorth Capital Partners LLC |
Managing Director - Japan Coverage |
$148,990 Per Year |
04/23/2020 |
04/28/2020 |
10/01/2020 |
Stamford |
CT |
| I-203-20112-503625 |
Brydge Technologies LLC |
Managing Director |
$300,000 Per Year |
04/21/2020 |
04/28/2020 |
05/01/2020 |
Park City |
UT |
| I-200-20114-511947 |
Golden Resource Inc |
Managing Director of Operation & Delivery |
$106,976 Per Year |
04/23/2020 |
04/30/2020 |
10/01/2020 |
West Chester |
OH |
| I-200-20114-513182 |
Tower Research Capital LLC |
Managing Director Equities Trading |
$137,821 Per Year |
04/23/2020 |
04/30/2020 |
10/04/2020 |
New York |
NY |
| I-203-20114-511352 |
Matter Unlimited LLC |
Managing Director |
$240,000 Per Year |
04/23/2020 |
04/30/2020 |
10/08/2020 |
New York |
NY |
| I-200-20119-524977 |
TrueNorth Capital Partners LLC |
Managing Director - Japan Coverage |
$159,307 Per Year |
04/28/2020 |
05/05/2020 |
10/01/2020 |
Stamford |
CT |
| I-203-20120-527890 |
TPG Opportunities Partners L.P. |
Managing Director |
$230,000 Per Year |
04/29/2020 |
05/06/2020 |
05/01/2020 |
SAN FRANCISCO |
CA |
| I-200-20121-531263 |
Nomura Securities International Inc. |
Managing Director Trading |
$325,000 Per Year |
04/30/2020 |
05/07/2020 |
10/01/2020 |
New York |
NY |
| I-200-20122-535448 |
Credit Suisse Securities (USA) LLC |
Managing Director |
$350,000 Per Year |
05/01/2020 |
05/08/2020 |
08/07/2020 |
NEW YORK |
NY |
| I-200-20125-538647 |
WSP USA Inc. |
Managing Director Business Development |
$91 Per Hour |
05/04/2020 |
05/11/2020 |
05/25/2020 |
Seattle |
WA |
| I-200-20128-552815 |
L.E.K. Consulting LLC |
Managing Director |
$280,000 Per Year |
05/07/2020 |
05/11/2020 |
09/03/2020 |
San Francisco |
CA |
| I-200-20127-547128 |
TGW Systems Inc. |
Managing Director |
$197,022 Per Year |
05/06/2020 |
05/13/2020 |
10/01/2020 |
Grand Rapids |
MI |
| I-200-20127-548493 |
Turlock RV Center Inc. |
Managing Director |
$150,550 Per Year |
05/06/2020 |
05/13/2020 |
08/15/2020 |
Turlock |
CA |
| I-200-20133-561483 |
LEK Consulting LLC |
Managing Director |
$280,000 Per Year |
05/11/2020 |
05/18/2020 |
09/03/2020 |
San Francisco |
CA |
| I-200-20133-564724 |
PWP Employer LP |
Managing Director Advisory |
$250,000 Per Year |
05/12/2020 |
05/19/2020 |
10/01/2020 |
Houston |
TX |
| I-200-20134-566956 |
BMO Bank of Montreal US |
Managing Director Trading Products |
$350,000 Per Year |
05/13/2020 |
05/20/2020 |
08/01/2020 |
New York |
NY |
| I-203-20135-572921 |
AMCI HOLDINGS INC. |
MANAGING DIRECTOR |
$400,000 Per Year |
05/14/2020 |
05/21/2020 |
06/25/2020 |
GREENWICH |
CT |
| I-200-20140-585137 |
UBS SECURITIES LLC |
MANAGING DIRECTOR SENIOR MANAGER INVESTMENT BANKING |
$350,000 Per Year |
05/19/2020 |
05/27/2020 |
08/26/2020 |
NEW YORK |
NY |
| I-200-20142-593073 |
Delta Air Lines Inc. |
Managing Director- Hub Operations |
$148,199 Per Year |
05/21/2020 |
05/29/2020 |
05/21/2020 |
Atlanta |
GA |
| I-200-20143-594504 |
FCB Worldwide Inc. |
Managing Director |
$230,000 Per Year |
05/21/2020 |
05/29/2020 |
10/01/2020 |
New York |
NY |
| I-200-20147-598192 |
Delta Air Lines Inc. |
Managing Director - Supply Chain Management |
$250,000 Per Year |
05/22/2020 |
06/01/2020 |
11/02/2020 |
Atlanta |
GA |
| I-200-20147-598254 |
Delta Air Lines Inc. |
Managing Director - Supply Chain Management |
$187,500 Per Year |
05/22/2020 |
06/01/2020 |
05/25/2020 |
Atlanta |
GA |
| I-200-20148-605054 |
FTI LLC |
Managing Director |
$250,000 Per Year |
05/27/2020 |
06/03/2020 |
10/01/2020 |
Los Angeles |
CA |
| I-203-20149-608238 |
AMCI Holdings Inc. |
Managing Director - Industrial Business |
$220,000 Per Year |
05/28/2020 |
06/04/2020 |
07/10/2020 |
Greenwich |
CT |
| I-203-20150-612703 |
LIGHTYEAR CAPITAL LLC |
Managing Director Portfolio Solutions |
$250,000 Per Year |
05/29/2020 |
06/05/2020 |
08/02/2020 |
East Hampton |
NY |
| I-200-20153-615936 |
Raymond James & Associates Inc. |
Managing Director Investment Banking |
$208,666 Per Year |
06/01/2020 |
06/08/2020 |
06/22/2020 |
New York |
NY |
| I-200-20155-621735 |
SV PARTNERS LLC |
MANAGING DIRECTOR TECHNOLOGY IN FINANCIAL MARKETS |
$177,757 Per Year |
06/03/2020 |
06/10/2020 |
10/01/2020 |
SEATTLE |
WA |
| I-203-20161-637506 |
PWP Employer LP |
Managing Director Advisory |
$400,000 Per Year |
06/09/2020 |
06/16/2020 |
08/20/2020 |
New York |
NY |
| I-200-20163-645049 |
Paul Hastings LLP |
Managing Director of Communications and Marketing |
$227,406 Per Year |
06/11/2020 |
06/18/2020 |
08/14/2020 |
New York |
NY |
| I-200-20163-647512 |
FTI LLC |
Managing Director |
$250,000 Per Year |
06/11/2020 |
06/18/2020 |
10/01/2020 |
Los Angeles |
CA |
| I-200-20164-647851 |
Charles Schwab and Company Inc. |
Managing Director Data-Platform Engineering&Data Management |
$170,000 Per Year |
06/11/2020 |
06/18/2020 |
07/02/2020 |
Austin |
TX |
| I-200-20164-650509 |
Incandescent Technologies Inc. |
Managing Director |
$138,000 Per Year |
06/12/2020 |
06/19/2020 |
09/25/2020 |
NEW YORK |
NY |
| I-200-20167-653258 |
CPPIB America Inc. |
Managing Director Head of Data Engineering |
$230,000 Per Year |
06/15/2020 |
06/22/2020 |
07/06/2020 |
San Francisco |
CA |
| I-200-20167-655246 |
Vichara Technologies Inc. |
Managing Director ñ Product Development |
$300,000 Per Year |
06/15/2020 |
06/22/2020 |
10/01/2020 |
Fort Lee |
NJ |
| I-200-20170-663837 |
KPMG LLP |
Managing Director |
$195,200 Per Year |
06/18/2020 |
06/25/2020 |
08/30/2020 |
Houston |
TX |
| I-200-20170-664645 |
SV PARTNERS LLC |
MANAGING DIRECTOR- TECHNOLOGY IN FINANCIAL MARKETS |
$113,443 Per Year |
06/18/2020 |
06/25/2020 |
10/01/2020 |
SEATTLE |
WA |
| I-203-20170-666154 |
Paul Hastings LLP |
Managing Director Innovation and Knowledge |
$227,254 Per Year |
06/18/2020 |
06/25/2020 |
06/30/2020 |
Brooklyn |
NY |
| I-201-20171-669360 |
BANK OF AMERICA N.A. |
Managing Director / Lead Trading Sector-Desk Mgr |
$400,000 Per Year |
06/19/2020 |
06/26/2020 |
06/22/2020 |
NEW YORK |
NY |
| I-200-20174-672910 |
AArete LLC |
Managing Director |
$375,000 Per Year |
06/22/2020 |
06/29/2020 |
08/01/2020 |
Chicago |
IL |
| I-202-20176-678637 |
Vertex Management Inc. |
Managing Director |
$250,000 Per Year |
06/24/2020 |
07/01/2020 |
07/06/2020 |
San Francisco |
CA |
| I-200-20177-679151 |
Piper Sandler & Company |
Managing Director Technology Investment Banking |
$225,534 Per Year |
06/25/2020 |
07/02/2020 |
07/20/2020 |
San Francisco |
CA |
| I-200-20177-679376 |
Home Point Financial Corporation |
Managing Director Enterprise Architecture |
$210,000 Per Year |
06/25/2020 |
07/02/2020 |
07/13/2020 |
Schaumburg |
IL |
| I-200-20180-684007 |
Deloitte Consulting LLP |
Managing Director |
$288,900 Per Year |
06/28/2020 |
07/06/2020 |
10/27/2020 |
Cumming |
GA |
| I-200-20181-686402 |
AArete LLC |
Managing Director |
$375,000 Per Year |
06/29/2020 |
07/07/2020 |
08/01/2020 |
Chicago |
IL |
| I-200-20184-692561 |
Price Engineering Company Inc |
Managing Director of Electro-Hydraulics |
$133,327 Per Year |
07/02/2020 |
07/10/2020 |
07/17/2020 |
Hartland |
WI |
| I-201-20188-697698 |
BOFA SECURITIES INC. |
Managing Director / Lead Trading Sector-Desk Mgr |
$400,000 Per Year |
07/06/2020 |
07/13/2020 |
07/13/2020 |
New York |
NY |
| I-200-20191-706288 |
Houlihan Lokey Inc. |
Managing Director |
$240,000 Per Year |
07/09/2020 |
07/16/2020 |
08/01/2020 |
Chicago |
IL |
| I-200-20192-707836 |
Houlihan Lokey Inc. |
Managing Director |
$240,000 Per Year |
07/10/2020 |
07/17/2020 |
08/01/2020 |
CHICAGO |
IL |
| I-200-20192-708744 |
BOFA SECURITIES INC. |
Managing Director / Sr Investment Banker II |
$400,000 Per Year |
07/10/2020 |
07/17/2020 |
08/07/2020 |
New York |
NY |
| I-200-20195-710844 |
Conway MacKenzie Inc. |
Managing Director |
$210,000 Per Year |
07/13/2020 |
07/20/2020 |
07/13/2020 |
Miami |
FL |
| I-203-20197-716986 |
Lend Lease US Public Partnerships LLC |
Managing Director - DoD |
$153,837 Per Year |
07/15/2020 |
07/22/2020 |
07/23/2020 |
Nashville |
TN |
| I-200-20202-723711 |
Movilitas Consulting LLC |
Managing Director North America |
$200,000 Per Year |
07/20/2020 |
07/27/2020 |
08/24/2020 |
Plano |
TX |
| I-203-20202-725302 |
Life Biosciences LLC |
Managing Director |
$120 Per Hour |
07/20/2020 |
07/27/2020 |
07/27/2020 |
Boston |
MA |
| I-200-20203-727694 |
EVERCORE PARTNERS SERVICES EAST LLC |
MANAGING DIRECTOR |
$223,080 Per Year |
07/21/2020 |
07/28/2020 |
01/19/2021 |
MENLO PARK |
CA |
| I-200-20204-730436 |
Charles Schwab and Company Inc. |
Managing Director SW Development and Engineering |
$191,194 Per Year |
07/22/2020 |
07/29/2020 |
08/05/2020 |
Austin |
TX |
| I-200-20202-724612 |
TAURUS INVESTMENT HOLDINGS LLC |
Managing Director |
$200,000 Per Year |
07/20/2020 |
07/29/2020 |
08/28/2020 |
Boston |
MA |
| I-200-20206-734513 |
JPMORGAN CHASE & CO. |
MANAGING DIRECTOR GROWTH TRANSFORMATION |
$275,000 Per Year |
07/24/2020 |
07/31/2020 |
08/03/2020 |
NEW YORK |
NY |
| I-200-20208-735612 |
Companyon LLC |
Managing Director |
$180,000 Per Year |
07/26/2020 |
07/31/2020 |
10/01/2020 |
Boston |
MA |
| I-203-20209-736041 |
Sandbox Digital |
Managing Director / Digital Director |
$130,000 Per Year |
07/26/2020 |
07/31/2020 |
10/01/2020 |
Irvine |
CA |
| I-200-20206-734653 |
WJM Productions Inc. |
Managing Director |
$104,666 Per Year |
07/24/2020 |
07/31/2020 |
08/01/2020 |
New York |
NY |
| I-200-20209-736065 |
BMO Harris Bank N.A. |
Managing Director Fraud Management Cards |
$187,512 Per Year |
07/27/2020 |
08/03/2020 |
08/10/2020 |
Chicago |
IL |
| I-200-20209-736599 |
Stroz Friedberg LLC |
Managing Director Cyber Solutions |
$204,073 Per Year |
07/27/2020 |
08/03/2020 |
12/08/2020 |
New York |
NY |
| I-200-20211-740622 |
TAURUS INVESTMENT HOLDINGS LLC |
Managing Director |
$200,000 Per Year |
07/29/2020 |
08/05/2020 |
08/28/2020 |
Boston |
MA |
| I-200-20212-743811 |
KPMG LLP |
MANAGING DIRECTOR |
$308,800 Per Year |
07/30/2020 |
08/06/2020 |
10/24/2020 |
MELVILLE |
NY |
| I-201-20215-747308 |
IKONS GUASCH & ASSOCIATES CORP |
MANAGING DIRECTOR |
$101,462 Per Year |
08/02/2020 |
08/07/2020 |
12/01/2020 |
WASHINGTON DC |
DC |
| I-200-20216-747851 |
The Tekmill Inc. |
Managing Director |
$73,674 Per Year |
08/03/2020 |
08/10/2020 |
08/24/2020 |
Champaign |
IL |
| I-200-20197-715734 |
TWO SIGMA INVESTMENTS LP |
Managing Director Head of Financial Resource Management |
$335,000 Per Year |
07/15/2020 |
08/12/2020 |
08/03/2020 |
NEW YORK |
NY |
| I-200-20219-754908 |
Mizuho Securities USA LLC |
Managing Director |
$253,261 Per Year |
08/06/2020 |
08/13/2020 |
12/21/2020 |
New York |
NY |
| I-203-20220-756912 |
HONEY BIRDETTE US INC. |
MANAGING DIRECTOR |
$280,000 Per Year |
08/07/2020 |
08/14/2020 |
09/01/2020 |
LOS ANGELES |
CA |
| I-200-20008-239426 |
Hanover Street Capital LLC |
Managing Director |
$400,000 Per Year |
01/08/2020 |
08/18/2020 |
06/01/2020 |
New York |
NY |
| I-200-20225-764939 |
AArete LLC |
Managing Director |
$375,000 Per Year |
08/12/2020 |
08/19/2020 |
10/01/2020 |
Chicago |
IL |
| I-200-20226-767982 |
PTK Acquisition Corp. |
Managing Director |
$143,832 Per Year |
08/13/2020 |
08/20/2020 |
08/24/2020 |
Danville |
CA |
| I-200-20227-770845 |
Iron Mountain Information Management LLC |
Managing Director Global Strategic Accounts (Technology) |
$172,021 Per Year |
08/14/2020 |
08/21/2020 |
10/01/2020 |
Brooklyn |
NY |
| I-203-20231-774994 |
KPMG LLP |
Managing Director |
$300,000 Per Year |
08/18/2020 |
08/25/2020 |
02/17/2021 |
New York |
NY |
| I-200-20240-791350 |
Sovarnum Capital LP |
Managing Director Portfolio Manager |
$161,346 Per Year |
08/27/2020 |
09/03/2020 |
02/06/2021 |
NEW YORK |
NY |
| I-203-20241-793415 |
Macquarie Global Services (USA) LLC |
Managing Director |
$355,000 Per Year |
08/28/2020 |
09/04/2020 |
09/01/2020 |
New York |
NY |
| I-200-20244-796758 |
Aon Benfield Inc. |
Managing Director - Analytics |
$220,000 Per Year |
08/31/2020 |
09/08/2020 |
02/21/2021 |
Chicago |
IL |
| I-203-20244-796100 |
Macquarie Global Services (USA) LLC |
Managing Director |
$250,000 Per Year |
08/31/2020 |
09/08/2020 |
09/01/2020 |
Houston |
TX |
| I-200-20247-804499 |
Charles Schwab and Company Inc. |
Managing Director |
$181,730 Per Year |
09/03/2020 |
09/11/2020 |
12/26/2020 |
San Francisco |
CA |
| I-200-20261-830527 |
Kildare Acquisitions US LLC |
Managing Director |
$155,459 Per Year |
09/17/2020 |
09/24/2020 |
09/25/2020 |
Pacific Palisades |
CA |
| I-200-20265-835959 |
Barclays Services Corp. |
Managing Director Global Technology Infrastructure Services |
$318,000 Per Year |
09/21/2020 |
09/28/2020 |
10/01/2020 |
Whippany |
NJ |
| I-200-20192-708585 |
Conway MacKenzie Inc. |
Managing Director |
$210,000 Per Year |
07/10/2020 |
07/13/2020 |
07/10/2020 |
Miami |
FL |
| I-200-20244-796583 |
Aon Benfield Inc. |
Managing Director - Actuarial & Analytics |
$220,000 Per Year |
08/31/2020 |
08/31/2020 |
02/21/2021 |
Chicago |
IL |
| I-200-20267-842684 |
Tekfen Venture Management LLC |
Managing Director Venture Capital |
$200,000 Per Year |
09/23/2020 |
09/29/2020 |
10/01/2020 |
New York |
NY |
| I-203-20226-767268 |
Stonepeak Partners LP |
Managing Director Head of Portfolio Operations |
$400,000 Per Year |
08/13/2020 |
08/19/2020 |
10/05/2020 |
New York |
NY |